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Guides

Practical guides to FCA obligations, each built on the rules as the Handbook writes them and cited provision by provision.

Guides

What an FCA compliance monitoring plan should containWhat to test, against which rule, how often, by whom and with what evidence, with a worked template.The Consumer Duty annual board reportWhat PRIN 2A.8 requires, a section-by-section structure and what the FCA found in 180 firms' reports.

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