Guardian. Know what is due, and prove it was done.
The ultimate compliance monitoring platform: registers, tasks, monitoring, complaints, vulnerability, SM&CR and the board report, each item tied to the Handbook provision it answers.
What it does
Real Guardian screens, with illustrative data.
What needs you today
Each person sees what they owe today, overdue first, with the procedure for each task and the clock it runs against.
Tasks and the compliance calendar
Every recurring obligation, daily to annual, on the day it falls due, with an owner and a procedure.
Complaints
DISP clocks, root-cause coding, Ombudsman tracking, and the complaints return built from the same register.
Senior managers
Reasonable steps and decisions logged as they happen, with conduct rules matters and their deadlines.
Registers
Data protection with ICO clocks, operational resilience, whistleblowing, conflicts and gifts.
Reports
Monitoring reports and the executive compliance summary, drafted from the evidence already in Guardian.
Also in Guardian
Shown on a demo.
The Handbook is inside it
Guardian holds the FCA Handbook: 27,169 provisions and 3,750 glossary terms from the FCA's own API, with rules that are made but not yet in force shown as such. Every task cites the provision it answers, and every citation is checked against the mirror.
The dashboard's Rule changes to assess tile counts Handbook changes waiting for an owner. Our updates engine feeds it.
Built for the real organisation
Roles, per-entity read policies, an audit log on every change, nightly backup with a tested restore, and UK hosting.
Where it runs
In production with a UK regulated lender; demos on request.
Questions
Short answers, with the provision each one rests on.
Does Guardian replace our loan-management system or LMS?
No. Guardian reads from it, and keeps the compliance record alongside it.
Who decides whether a rule was broken?
A person. Guardian records a finding, the evidence and the review; it never makes the call itself.
How current is the Handbook inside Guardian?
It is re-synced from the FCA's Handbook API, and the date of the last sync is shown. The last sync was 12 October 2026.
Where is data held?
In a UK region. Details on request.
What does rollout involve?
Data mapping, user set-up and seed tasks. Typically weeks, not months.
See Guardian on your own obligations.
A live demo, then a conversation about your data.