The FCA Business Audit.
A quality-assurance review of your policies, governance and controls, internal audit and QA, and fair treatment of customers including vulnerability, with a cited findings report and a remediation plan.
What you get
- A scope call
- Document and control review
- Sample file testing
- Findings graded and cited to the Handbook
- A remediation plan
- An optional re-test
Price
On application, and fixed once scoped. Instalments are available.
Software that fits
Talk to someone who has done your job.
A 30-minute call, no deck. Bring the problem; we will tell you what we would do.