SMF Reasonable Steps Vault
A contemporaneous reasonable-steps record for each senior manager in core and enhanced firms.
- What it checks
The senior manager conduct rules, prescribed responsibilities and the responsibilities map, scoped to the firm's SM&CR category.
- What it records
Each step a senior manager took, when, with what evidence.
- Works with
Board packs, committee minutes, MI
- Group
Governance · app 11 of 20
- Status
Specified against verified Handbook references and built to order on the same Handbook mirror as Guardian. Every finding reads “potential control failure — human review required”, never a verdict.
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