FCA Guardian – Automated Compliance Auditor
Audits loans, calls, complaints, collections, promotions and outcomes against the Handbook and your own policies, continuously.
- What it checks
Compliance arrangements adequate for the firm, and outcomes monitored and acted on.
- What it records
Every finding, its evidence, who reviewed it and why.
- Works with
Loan-management system, CRM, call recordings, complaints log
- Group
Core · app 1 of 20
- Status
Specified against verified Handbook references and built to order on the same Handbook mirror as Guardian. Every finding reads “potential control failure — human review required”, never a verdict.
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